UBS Financial Services Co-Deputy to Head of AML Transaction Monitoring in Singapore, Singapore

Your role:

Are you risk aware? Are you a natural leader?: If so, we're looking for someone like this to:

  • lead and manage Team Leads and AML alert reviewers; providing guidance, performing quality checks on alert reviews and follow the strict deadlines

  • ensure thorough review and timely escalation of suspicious transactions

  • develop and/or execute the AML programme to meet external regulatory requirements and internal policies; identifying and undertaking improvement initiatives on AML transaction monitoring related processes and systems

  • manage all Operational Risk Indicators from internal audit and external stakeholders

  • implement external regulatory requirements and internal policies; identifying and undertaking improvement initiatives on MS&C related processes and systems

  • prepare and keep the relevant policies up-to-date, conduct training on AML transaction monitoring related topics

  • prepare periodic management reports as required by senior management

  • assist in diverse tasks including regulatory reporting/inspections and internal/external audits

  • manage and foster relationship with key Business, Risk and Technology partners across divisions, functions and countries; ensure expectations are met, obstacles are addressed and relationships are proactively managed

What we offer:

Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.

Take the next step:

Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.

Disclaimer / Policy Statements:

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Your team:

The Monitoring, Surveillance & Controls (MS&C) function is part of Compliance & Operational Risk Control (C&ORC). C&ORC provides independent oversight of the Compliance, Conduct and Operational Risks (so called 'consequential' risks) within the firm. This responsibility includes ensuring the necessary risk frameworks are appropriately designed and operating effectively across the full operational risk taxonomy, pro-actively identifying and analyzing risk, and providing constructive challenge to achieve an appropriate balance between risk and return. As the Head of AML Transaction Monitoring, you will be supporting the Regional Head of MS&C, APAC and responsible for overseeing all AML transaction monitoring matters affecting the business.

Your experience and skills:

You have:

  • bachelor’s degree and minimum 7 years relevant work experience at a financial services company or comparable experience working as an advisor for a financial services company

  • an understanding of Investment Banking, Asset Management, with Wealth Management experience and knowledge preferred

  • relevant practical experience in a control based role such as Transaction Monitoring, Compliance Testing, Surveillance or Audit

You are:

  • a natural problem solver with an analytical and curious mind set fit for analysis with an awareness of data quality and integrity issues

  • known for being an effective communicator with natural interpersonal skills, and leadership ability across all levels

-an effective problem solver with a solution orientated mindset coupled with conceptual thinking, quantitative and analytical skills

• technically proficient in Excel. Skills in other data manipulation / querying languages would be an advantage (e.g. SQL)

About us:

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in almost 900 offices and more than 50 countries. Do you want to be one of us?

Job Reference #: 150340BR

Business Divisions: Corporate Center

Title: Co-Deputy to Head of AML Transaction Monitoring

City: Singapore

Job Type: Full Time

Country / State: Singapore

Function Category: Compliance